Investment Advisory
An investment advisor is a firm that makes investment recommendations or conducts securities analysis in return for a fee, whether through direct management of clients' assets or by way of written publications. It must be registered with the Securities and Exchange Commission, as all the actions conducted by it are governed by the Investment Advisors Act of 1940.
Discusses The Following
Industries
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Finance, Investments & Asset Management
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Terms
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Portfolio Management
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Security
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Wealth Management
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Mentioned by the Following
Entities
People
Publications
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Behind the Markets
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Biotech Millionaire
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Fidelity Monitor & Insight
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Internet Wealth Builder
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Practically Speaking
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The Bear Traps Report
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Terms
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Investment Management
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Experts
Aaron Hodari
Aaron Uitenbroek
Adam Carlin
Alan Whitman
Alan Zafran
Andrew Schneider
Andy Schwartz
Angela Gingras
Angelo Robles
Barry Glassman
Bernie Kent
Blair DuQuesnay
Bob Collins
Brendan Lake
Bryan Perry
Carlos Sava
Charles Noble III
Charles Sizemore
Charlie Morris
Chris Bailey
Chris Cook
Chris Hohlstein
Chris Johnson
Christine Breck
Chuck Bean
Clarke Lemons
Corey Westphal
Craig Pfeiffer
Craig Stobo
Dan Arnold
Dan Klein
Dan Sondhelm
Daniel Applegarth
Darren Harp
Dave Descalzi
Dave Donnelly
David Bahnsen
David Bieber
David Lees
Donald Loeb
Doug Foreman
Doug Kinsey
Doug MacKay
Drew Freides
Dylan Jovine
Ed Swenson
Ehren Stanhope
Eli Rauch
Eric Clarke
Eric Henderson
Franz Amussen
Ghislain Gouraige
Glenn Degenaars
Gordon Pape
Greg Reid
Greg Smith
Harry Clark
Ivan Barretto
Jason Stutman
Jeff Colin
Jeff Fischer
Jeff Gitterman
Jeff Grinspoon
Jeffrey Mettel
Jeffrey Werdesheim
Jim McLaughlin
Jim Puplava
John Exley
John Kosar
Josh Levine
Judith McGee
Justin Carbonneau
Keith Black
Kevin Meyersburg
Laila Pence
Luca Mossini
Mal Makin
Marc Rubinstein
Mark Smith
Mark Thorndyke
Matt Enyedi
Matt Kircher
Matt Ran
Matthias Knab
Mel Lagomasino
Mel Lindauer
Michael Covel
Michael Gildenhorn
Michael Murphy
Michael Rubenstein
Michael Zeuner
Mick McLaughlin
Mike Castiglione
Mike Sanders
Miles Clyne
Moss Crosby
Nelly Nyambi
Noreen Beaman
Patrick McVeigh
Patti Brennan
Paul Ried
Peter Churchouse
Peter Doyle
Philip Kessler
Prateek Mehrotra
Preston McSwain
Raj Bhatia
Randy Carver
Randy Garcia
Reza Zafari
Ric Edelman
Rich Saperstein
Richard Jones
Rob Bertino Jr.
Rob Metcalf
Rob Riedl
Rob Sechan
Robert Doty
Ross Givens
Russ Norwood
Santiago Ulloa
Scott MacKillop
Sergey Kolmykov
Shannon Eusey
Shawn Rubin
Shirl Penney
Stanley Kogelman
Taesik Yoon
Tim Pagliara
Todd Battaglia
Tom Lott
Tom Moran
Tom Price
Tristan Lewis
Troy Thornton
Vince DiLullo
Will Braman
Zach Scheidt
Zack Miller
- An investment advisor often has discretionary authority over its clients’ assets and are required to uphold standards of fiduciary responsibility.
- An investment advisor with sufficient assets to be registered with the Securities and Exchange Commission is known as a Registered investment advisor (RIA).
- In the United States, investment advisors are required to register at the state level, and they also need to register with the SEC if they manage $100 million or more in client assets.
The information contained herein is obtained from sources believed to be reliable, but its accuracy cannot be guaranteed. It is not designed to meet your personal financial situation - we are not investment advisors nor do we give personalized investment advice. The opinions expressed herein are those of the publisher and are subject to change without notice. It may become outdated an there is no obligation to update any such information.