Entity Types

Investment Advisory

An investment advisor is a firm that makes investment recommendations or conducts securities analysis in return for a fee, whether through direct management of clients' assets or by way of written publications. It must be registered with the Securities and Exchange Commission, as all the actions conducted by it are governed by the Investment Advisors Act of 1940.

Industries

Finance, Investments & Asset Management

Terms

Portfolio Management
Security
Wealth Management

Mentioned by the Following

Entities

AlphaStreet
Baker Street Advisors
Beacon Pointe
Behind the Markets
Broadleaf Partners
Cetera Advisor Networks
Chestnut Advisory Group
Clarendon Capital Management
Convoy Investments
Curzio Research
Dynasty Financial Partners
EVOKE ARIS
Eagle Financial Publications
East Horizon Investments
Endowment Wealth Management
Fairpoint Wealth Management
Fiduciary Wealth Partners
First Ascent Asset Management
First Republic
GND Partners
Guild Investment Management
Institute for Innovation Development
Investment Counsel Company
Iron Gate Global Advisors
Jacques Financial LLC
John G. Ullman & Associates, Inc.
Julex Capital Management
KPMG
Key Financial
Leeb Capital Management
Mainstay Capital Management
Money Management Institute
Montgomery Securities
Moran Wealth Management
Oppenheimer & Co.
Orion Portfolio Solutions
OverShare Advice and Planning
Paul R. Ried Financial Group
Phenom Ventures
Portfolio123
Professional Planning Group
Robertson Stephens
Sanctuary Wealth
SeaBridge Investment Advisors
Sizemore Capital Management
Stack Financial Management
TPW Investment Management
Telemus Capital
Traders Reserve
myCIO Wealth Partners

People

Aaron Hodari
Adam Carlin
Alan Whitman
Alan Zafran
Andrew Schneider
Andy Schwartz
Angelo Robles
Barry Glassman
Bernie Kent
Blair DuQuesnay
Bob Collins
Bryan Perry
Carl Delfeld
Carlos Sava
Charles Noble III
Charles Sizemore
Chris Cook
Chris Hohlstein
Chris Johnson
Christine Breck
Chuck Bean
Clarke Lemons
Craig Pfeiffer
Darren Harp
Dave Descalzi
David Bahnsen
David Bieber
David Kudla
David Lees
Donald Loeb
Doug Kinsey
Doug MacKay
Drew Freides
Dylan Jovine
Ed Swenson
Eric Clarke
Eric Henderson
Ghislain Gouraige
Glenn Degenaars
Gordon Pape
Greg Smith
Jason Stutman
Jeff Colin
Jeff Fischer
Jeff Grinspoon
Jeffrey Werdesheim
Jim McLaughlin
Josh Levine
Judith McGee
Laila Pence
Mal Makin
Mark Smith
Mark Thorndyke
Matt Kircher
Matt Ran
Mel Lagomasino
Mel Lindauer
Michael Covel
Michael Murphy
Michael Zeuner
Miles Clyne
Moss Crosby
Patti Brennan
Paul Ried
Peter Churchouse
Prateek Mehrotra
Preston McSwain
Raj Bhatia
Randy Carver
Randy Garcia
Reza Zafari
Richard Saperstein
Richard Jones
Rob Bertino Jr.
Rob Metcalf
Rob Riedl
Rob Sechan II
Robert Doty
Ross Givens
Russ Norwood
Russel Kinnel
Santiago Ulloa
Scott MacKillop
Shannon Eusey
Shawn Rubin
Shirl Penney
Stanley Kogelman
Taesik Yoon
Tim Pagliara
Todd Battaglia
Tom Lott
Tom Moran
Tristan Lewis
Zach Scheidt

Publications

Behind the Markets
Biotech Millionaire
Fidelity Monitor & Insight
Internet Wealth Builder
Practically Speaking
The Bear Traps Report

Terms

Investment Management