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Investment Advisory

An investment advisor is a firm that makes investment recommendations or conducts securities analysis in return for a fee, whether through direct management of clients' assets or by way of written publications. It must be registered with the Securities and Exchange Commission, as all the actions conducted by it are governed by the Investment Advisors Act of 1940.

The White Coat Investor
Mill Hill Capital
Pento Portfolio Strategies
Santiago Capital
Smead Capital Management
Arena Investors
Mason Investment Advisory Services
AlphaGlider
Huygens
Evergreen Gavekal
Tweedy Browne Company LLC
SL Advisors
New Street Advisors Group
Yardeni Research
Cognitive Investments
LVW Advisors
CAPTRUST
Wellesley Asset Management
Zhang Financial
Andrew Marshall Financial
Bone Fide Wealth
Bahl & Gaynor
The Sharp Financial Group
The Matrix Organisation
DeYoe Wealth Management
Altera Investments
Obermeyer Wood Investment Counsel
Bell Investment Advisors
The Fortune Teller
HCR Wealth Advisors
Lake Avenue Financial
Hyperion Wealth Management
QVR Advisors
Semper Augustus Investments Group
KraneShares
AE Wealth Management
Sprott Capital Partners
Edelman Financial Engines
Talon Advisors
Gunderson Capital Management
Mariposa Capital Management
Second Foundation Partners
Stuyvesant Capital Management
Blankenship Financial Planning
KKM Financial
Cohanzick Management
Green Street Advisors
Graystone Consulting
Askeladden Capital Management
Rareview Macro
Klingman & Associates
William O'Neil + Co Inc
Arowana Asset Management
Pivotal Advisors
Tiedemann Advisors
Amplius Wealth Advisors
Clearview Trading Advisors Inc
RK Equity
Strategas Securities
Quadratic Capital Management
Homrich Berg
RG Niederhoffer Capital Management
Valens Research
Moran Tice Capital Management
IEQ Capital
Advanced Capital Group
Dorsey Asset Management
Headwaters Solutions LP
HLM Capital Management
Merk Investments
Wealth Enhancement Group
Logan Capital Management
Carson Wealth
Dorr Asset Management
Longview Economics
Madison Avenue Securities
Cambria Investment Management
GAMCO Investors
Horizon Kinetics
Innovatus Capital Partners
Ritholtz Wealth Management
McAlvany Wealth Management
DUNN Capital
Hoisington Investment Management Company
North Star Asset Management
Pecaut & Company
Starboard Value
The Relaxing Retirement Coach
Professional Planning Group
Pension Partners
Sherman Wealth Management
Lehmann Livian Fridson Advisors
Avalon Investment & Advisory
Keller Williams Realty
oXYGen Financial
Enduring Investments
RW Advisory
Fort Washington Investment Advisors
Vailshire Capital Management
Pathstone
Blue Ocean Global Wealth
Cribstone Strategic Macro
Kayne Anderson Rudnick
Capital Wealth Advisors
Scarsdale Investment Group, Ltd.
Global Focus Capital
Coxe Advisors LLC
DRC Capital
Homer & Company
Province
Boston Private
Appomattox Advisory
Wealthnet Investments
The Anchor House
RagingBull
Saba Capital Management
Roundhill Investments
Guggenheim Partners
Douglas C. Lane & Associates
Mariner Wealth Advisors
Verger Capital Management
AppleTree Capital
Newport Capital Group
Ark Financial Management
Snowden Lane Partners
Moneta Group
Toroso Asset Management
JW Asset Management
CrossBorder Capital
The Electrum Group
Winhall Risk Analytics
Brouwer & Janachowski
Logica Capital Advisers
Washington Crossing Advisors
Wealth Resources Group
Truvestments
Henning Financial Services
Gerring Capital Partners
Buckingham Strategic Wealth
Mill Street Research
Brandes Investment Partners
Salem Investment Counselors
Signature Estate & Investment Advisors
Stage Point Capital
Montreux Capital Management
Clear Harbor Asset Management
E. S. Barr & Company
Mead Capital Management
EquityCompass
inflxion.io
Sensible Money
Community Capital Management
RTM Capital Advisors
Chesapeake Capital Corporation
Loop Capital Markets
Schechter Wealth
Fried Asset Management, Inc.
Split Rock Capital Management
Tematica Research
ETM Macro Advisors
Scorpion Capital
Wateroak Advisors
Granite Hill Capital Management
J Capital Research
1919 Investment Counsel
Johnson Investment Counsel
Wintergreen Advisers
East End Wealth Management
RIA Advisors
Hayden Royal
Essential Investment Partners
Amtelon Capital
True North Advisors
Seymour Asset Management
Wilmington Trust
Compendium Finance
Silvercrest Asset Management Group
macroplan
Glovista Investments
Aletheia Capital
The ECU Group
Acquirers Funds
AGL Credit Management
Cabot Wealth Network
Tiger Hill Capital

Industries

Finance, Investments & Asset Management

Terms

Portfolio Management
Security
Wealth Management

Mentioned by the Following

Entities

Financial Sense Wealth Management
AlphaStreet
BMO Harris Bank
Baker Street Advisors
Beacon Pointe
Behind the Markets
Broadleaf Partners
Carraighill
Cerity Partners
Cetera Advisor Networks
Chestnut Advisory Group
Citrin Cooperman
Clarendon Capital Management
CoinFund
Convoy Investments
Cresset Capital
Curzio Research
Deuterium Capital Management
Digital Assets Council of Financial Professionals
Dynasty Financial Partners
EVOKE ARIS
Eagle Financial Publications
East Horizon Investments
Endowment Wealth Management
EquityCompass
Fairpoint Wealth Management
Falcon Management
Fiduciary Wealth Partners
First Ascent Asset Management
First Republic
Fordington Advisors
GND Partners
Gerber Kawasaki Wealth & Investment Management
Gitterman Wealth Management
Guild Investment Management
Hatteras Investment Partners
Height Capital Markets
IQ-EQ
Institute for Innovation Development
Interactive Advisors
Investment Counsel Company
Iron Gate Global Advisors
Jacques Financial
John G. Ullman & Associates, Inc.
Julex Capital Management
KPMG
Key Financial
Kirchner Group
LPL Financial
Lange Financial Group
Leeb Capital Management
MJ Hudson
Mainstay Capital Management
Money Management Institute
Montgomery Securities
Moran Wealth Management
Newton Investment Management
One Capital Management
Oppenheimer & Co.
Orion
OverShare Advice and Planning
Paul R. Ried Financial Group
Pershing Square Capital Management
Phenom Ventures
Portfolio123
Professional Planning Group
RIA Compliance Concepts
Robertson Stephens
Sanctuary Wealth
SeaBridge Investment Advisors
Sizemore Capital Management
Stack Financial Management
Swiss Hill Advisors
TPW Investment Management
Telemus Capital
The Copia Group
Traders Reserve
Treussard Capital Management
WE Family Offices
WealthAbility
WindRock Wealth Management
myCIO Wealth Partners

People

Aaron Hodari
Aaron Uitenbroek
Adam Carlin
Alan Whitman
Alan Zafran
Andrew Schneider
Andy Schwartz
Angela Gingras
Angelo Robles
Barry Glassman
Bernie Kent
Blair DuQuesnay
Bob Collins
Brendan Lake
Bryan Perry
Carlos Sava
Charles Noble III
Charles Sizemore
Charlie Morris
Chris Bailey
Chris Cook
Chris Hohlstein
Chris Johnson
Christine Breck
Chuck Bean
Clarke Lemons
Corey Westphal
Craig Pfeiffer
Craig Stobo
Dan Arnold
Dan Klein
Dan Sondhelm
Daniel Applegarth
Darren Harp
Dave Descalzi
Dave Donnelly
David Bahnsen
David Bieber
David Lees
Donald Loeb
Doug Foreman
Doug Kinsey
Doug MacKay
Drew Freides
Dylan Jovine
Ed Swenson
Ehren Stanhope
Eli Rauch
Eric Clarke
Eric Henderson
Franz Amussen
Ghislain Gouraige
Glenn Degenaars
Gordon Pape
Greg Reid
Greg Smith
Harry Clark
Ivan Barretto
Jason Stutman
Jeff Colin
Jeff Fischer
Jeff Gitterman
Jeff Grinspoon
Jeffrey Mettel
Jeffrey Werdesheim
Jim McLaughlin
Jim Puplava
John Exley
John Kosar
Josh Levine
Judith McGee
Justin Carbonneau
Keith Black
Kevin Meyersburg
Laila Pence
Luca Mossini
Mal Makin
Marc Rubinstein
Mark Smith
Mark Thorndyke
Matt Enyedi
Matt Kircher
Matt Ran
Matthias Knab
Mel Lagomasino
Mel Lindauer
Michael Covel
Michael Gildenhorn
Michael Murphy
Michael Rubenstein
Michael Zeuner
Mick McLaughlin
Mike Castiglione
Mike Sanders
Miles Clyne
Moss Crosby
Nelly Nyambi
Noreen Beaman
Patrick McVeigh
Patti Brennan
Paul Ried
Peter Churchouse
Peter Doyle
Philip Kessler
Prateek Mehrotra
Preston McSwain
Raj Bhatia
Randy Carver
Randy Garcia
Reza Zafari
Ric Edelman
Rich Saperstein
Richard Jones
Rob Bertino Jr.
Rob Metcalf
Rob Riedl
Rob Sechan II
Robert Doty
Ross Givens
Russ Norwood
Santiago Ulloa
Scott MacKillop
Sergey Kolmykov
Shannon Eusey
Shawn Rubin
Shirl Penney
Stanley Kogelman
Taesik Yoon
Tim Pagliara
Todd Battaglia
Tom Lott
Tom Moran
Tom Price
Tristan Lewis
Troy Thornton
Vince DiLullo
Will Braman
Zach Scheidt
Zack Miller

Publications

Behind the Markets
Biotech Millionaire
Fidelity Monitor & Insight
Internet Wealth Builder
Practically Speaking
The Bear Traps Report

Terms

Investment Management

Aaron Hodari

Aaron Uitenbroek

Adam Carlin

Alan Whitman

Alan Zafran

Andrew Schneider

Andy Schwartz

Angela Gingras

Angelo Robles

Barry Glassman

Bernie Kent

Blair DuQuesnay

Bob Collins

Brendan Lake

Bryan Perry

Carlos Sava

Charles Noble III

Charles Sizemore

Charlie Morris

Chris Bailey

Chris Cook

Chris Hohlstein

Chris Johnson

Christine Breck

Chuck Bean

Clarke Lemons

Corey Westphal

Craig Pfeiffer

Craig Stobo

Dan Arnold

Dan Klein

Dan Sondhelm

Daniel Applegarth

Darren Harp

Dave Descalzi

Dave Donnelly

David Bahnsen

David Bieber

David Lees

Donald Loeb

Doug Foreman

Doug Kinsey

Doug MacKay

Drew Freides

Dylan Jovine

Ed Swenson

Ehren Stanhope

Eli Rauch

Eric Clarke

Eric Henderson

Franz Amussen

Ghislain Gouraige

Glenn Degenaars

Gordon Pape

Greg Reid

Greg Smith

Harry Clark

Ivan Barretto

Jason Stutman

Jeff Colin

Jeff Fischer

Jeff Gitterman

Jeff Grinspoon

Jeffrey Mettel

Jeffrey Werdesheim

Jim McLaughlin

Jim Puplava

John Exley

John Kosar

Josh Levine

Judith McGee

Justin Carbonneau

Keith Black

Kevin Meyersburg

Laila Pence

Luca Mossini

Mal Makin

Marc Rubinstein

Mark Smith

Mark Thorndyke

Matt Enyedi

Matt Kircher

Matt Ran

Matthias Knab

Mel Lagomasino

Mel Lindauer

Michael Covel

Michael Gildenhorn

Michael Murphy

Michael Rubenstein

Michael Zeuner

Mick McLaughlin

Mike Castiglione

Mike Sanders

Miles Clyne

Moss Crosby

Nelly Nyambi

Noreen Beaman

Patrick McVeigh

Patti Brennan

Paul Ried

Peter Churchouse

Peter Doyle

Philip Kessler

Prateek Mehrotra

Preston McSwain

Raj Bhatia

Randy Carver

Randy Garcia

Reza Zafari

Ric Edelman

Rich Saperstein

Richard Jones

Rob Bertino Jr.

Rob Metcalf

Rob Riedl

Rob Sechan II

Robert Doty

Ross Givens

Russ Norwood

Santiago Ulloa

Scott MacKillop

Sergey Kolmykov

Shannon Eusey

Shawn Rubin

Shirl Penney

Stanley Kogelman

Taesik Yoon

Tim Pagliara

Todd Battaglia

Tom Lott

Tom Moran

Tom Price

Tristan Lewis

Troy Thornton

Vince DiLullo

Will Braman

Zach Scheidt

Zack Miller

  • An investment advisor often has discretionary authority over its clients’ assets and are required to uphold standards of fiduciary responsibility.
  • An investment advisor with sufficient assets to be registered with the Securities and Exchange Commission is known as a Registered investment advisor (RIA).
  • In the United States, investment advisors are required to register at the state level, and they also need to register with the SEC if they manage $100 million or more in client assets.

Warnings and Disclaimers

The information contained herein is obtained from sources believed to be reliable, but its accuracy cannot be guaranteed. It is not designed to meet your personal financial situation - we are not investment advisors nor do we give personalized investment advice. The opinions expressed herein are those of the publisher and are subject to change without notice. It may become outdated an there is no obligation to update any such information.

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